FOR FINANCIAL ADVISORS
- Registered investment advisers
- Wealth management firms
- Financial planners
More client time, less admin, and client data protected the way regulators expect.
AI & automation, managed IT & cybersecurity, and training for advisory firms, built by a cybersecurity team.
What financial advisors are up against
Admin crowds out client time.
- Onboarding paperwork drags.
- Meeting prep and follow-up take hours.
Client money attracts fraud.
- Impersonation and wire requests from 'clients'.
- SEC rules on safeguarding client information.
Advisors need clear AI rules.
- Client data and AI tools.
- Staff targeted by account takeover attempts.
01 / AUTOMATE · AI & AUTOMATION
How AI & automation works for financial advisors
Five foundations, each aimed at a place financial advisors lose time or money. Built by a security team and measured in your own numbers.
WHAT WE CAN DO FOR YOU
Everything we can automate for financial advisors
Organized by the five foundations. Start with one, add more as it works.
- Quick win: Most businesses start here.Most businesses start here.
- Bigger build: More integration work, usually part of a larger plan.More integration work, usually part of a larger plan.
- Managed partner tool: We set up and manage a specialized, vetted tool under our Secure Build Standard.We set up and manage a specialized, vetted tool under our Secure Build Standard.
WHAT CHANGES FIRST
- SERVE CUSTOMERS
Fewer "where does my application stand?" calls
- RUN THE BUSINESS
No retyping between systems
- GET FOUND
Clear answers people find in search
- GET CUSTOMERS
Every inquiry answered the same day
- GET PAID
Payments arrive on time more often
02 / PROTECT · IT & CYBERSECURITY
How we protect financial advisors
We protect client data and money movement, keep your systems running, and help you maintain the written policies and incident response program regulators expect.
Threats we see in financial advisors
Wire and distribution requests from impersonated clients
A convincing email asks to move money to a new account.
Email account takeover
A stolen advisor login is used to read client threads and send requests.
Custodian portal credential theft
Fake login pages aimed at staff with custodian access.
Vendor access
CRM, planning, and service vendors connected to client data.
What we run for you
What you get every month
- Monthly security summary
- MFA and access review
- Backup status
- Phishing simulation results and training completion
03 / EMPOWER · TRAINING
How we train financial advisors teams
Training for advisors and operations on the impersonation scams aimed at client money and on using AI within your compliance rules.
For your people's careers: certifications and mentorship through the Cyber6 Academy
Visit the Academy →Rules financial advisors have to follow, and how we help
SEC Regulation S-P (as amended)
What it asks for: Safeguard customer information, maintain an incident response program, and notify affected customers of certain breaches.
How Cyber6 helps: Controls, incident response program, and response support.
ProtectSEC Regulation S-ID
What it asks for: An identity theft prevention program for covered firms.
How Cyber6 helps: Detection support and training.
ProtectEmpowerRecordkeeping for communications
What it asks for: AI and messaging tools may create records you must keep.
How Cyber6 helps: Tool selection and policy with your compliance team.
AutomateEmpower
Requirements depend on your size, location, and situation. We help you work toward them and keep the evidence; we're not your attorney or auditor, and we don't certify compliance.
A day at an advisory firm, with Cyber6 in the background
EXAMPLE
8:30 AMAutomate
A new client starts onboarding.
They complete their documents through a checklist and secure upload.
1:10 PMProtect
An email 'from a client' asks for a wire to a new account.
It's flagged as impersonation before anyone acts on it.
1:15 PMEmpower
Operations calls the client on a known number.
Call-back verification is routine after training.
One partner, so nothing falls between vendors.
Built secure
Every automation is built to our Secure Build Standard and watched by our security team.
WHAT EVERY PLAN INCLUDES
Every plan includes the same support.
- 01
Discovery and baseline
We record your starting numbers before anything changes.
- 02
Build and connect
We connect the tools you already use, built to our Secure Build Standard.
- 03
Testing before launch
Every workflow is tested against real scenarios before customers see it.
- 04
Team training
Your team learns how it works and what to do when something needs a person.
- 05
Monitoring
We watch your automations after launch, not just at setup.
- 06
Monthly results report
Plain-English results against your baseline from Cyber6 Core.
- 07
Changes and improvements
Adjustments as your business changes as part of your plan.
- 08
Documentation and your data
Every workflow is documented, and your data can be exported if you ever leave.
SUPPORT AFTER LAUNCH
A real team behind it.
Who you talk to
A named point of contact who knows your business.
How fast we respond
Standard service levels by priority, with urgent issues answered within minutes during business hours.
What we watch
Failed messages, broken connections, and unusual activity are flagged to our team, and we fix or escalate them.
Start with one pillar or combine them. Combined plans get one point of contact and one report.
Questions from financial advisors
Every tool and message is reviewed with your compliance team before launch.
Yes. We work with the major CRMs and custodians.
Every plan comes with a clear written agreement and standard service levels. We'll walk through the terms on your discovery call.
It depends on your business and the systems involved. Quick wins go first, and we'll give you a timeline after the discovery call.
It's yours. We export your data and workflow documentation and remove our access.
No. Most businesses start with one foundation and add more as results come in.
Don't see it? Ask.
If a task is repetitive, follows a pattern, and lives in your phones, inbox, calendar, or software, we can likely automate it. If we can't, or shouldn't, we'll tell you.
- It happens often
- It follows a pattern
- It uses tools you already have
Marquis Carroll, Founder & CEO, has 15 years in IT and cybersecurity. He builds every automation the way he'd secure it.